CFA Level 1 notes · 10–15% of the exam
Ethical and Professional Standards
CFA Level I Ethical and Professional Standards notes. 10 readings, about 6 h 1 min.
Why trust matters in investment work, the CFA Institute Code of Ethics and the seven Standards of Professional Conduct with guidance for each Standard, and how to apply them to the kind of cases set at Level I.
- 93Ethics and Trust in the Investment Profession
- 94Code of Ethics and Standards of Professional Conduct
- 95Guidance for Standard I: Professionalism
- 96Guidance for Standard II: Integrity of Capital Markets
- 97Guidance for Standard III: Duties to Clients
- 98Guidance for Standard IV: Duties to Employers
- 99Guidance for Standard V: Investment Analysis, Recommendations, and Actions
- 100Guidance for Standard VI: Conflicts of Interest
- 101Guidance for Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate
- 102Application of the Code and Standards: Level I