CFA 一级讲义 · 考试权重 10–15%
道德与职业标准(Ethical and Professional Standards)
CFA 一级道德与职业标准中文讲义,共 10 章,学习时间约 6 小时 1 分钟。每章配例题详解和练习题,题目为英文原题,解析为中文。
- 93投资行业中的道德与信任(Ethics and Trust in the Investment Profession)
- 94道德操守和专业行为准则(Code of Ethics and Standards of Professional Conduct)
- 95准则 I 指引:职业操守(Guidance for Standard I: Professionalism)
- 96准则 II 指引:资本市场信誉(Guidance for Standard II: Integrity of Capital Markets)
- 97准则 III 指引:对客户的责任(Guidance for Standard III: Duties to Clients)
- 98准则 IV 对雇主的责任指引(Guidance for Standard IV: Duties to Employers)
- 99准则 V 指引:投资分析、建议和行动(Guidance for Standard V: Investment Analysis, Recommendations, and Actions)
- 100准则 VI 指引:利益冲突(Guidance for Standard VI: Conflicts of Interest)
- 101准则 VII 指引:CFA 会员或 CFA 考生的责任(Guidance for Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate)
- 102操守和准则的应用:一级(Application of the Code and Standards: Level I)